Personnel SFC Licences and HKMA Registrations (ID 78344)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEB International Capital Corporation Limited	RO	Advising on securities	2018-10-23	-
	Rep	Advising on securities	2018-08-31	2018-10-23
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2011-09-28	2018-04-06
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2007-10-23	2011-09-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.