Personnel Hong Kong SFC License Details (ID 78347)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VSFG Asset Management Limited	RO	Advising on securities	2026-05-20	-
	RO	Asset management	2026-05-20	-
	RO	Dealing in securities	2026-05-20	-
	Rep	Advising on securities	2026-04-28	2026-05-20
	Rep	Asset management	2026-04-28	2026-05-20
	Rep	Dealing in securities	2026-04-28	2026-05-20
HONOR CAPITAL (HK) LIMITED	RO	Advising on securities	2024-06-17	2026-04-02
	RO	Asset management	2024-06-17	2026-04-02
Ming Yang Capital Limited	RO	Advising on securities	2021-07-20	2023-12-25
	RO	Asset management	2021-07-20	2023-12-25
	Rep	Asset management	2021-06-01	2021-07-20
YONXI International Finance Holdings Limited	RO	Asset management	2020-03-30	2021-04-23
HONOR CAPITAL (HK) LIMITED	RO	Advising on securities	2019-05-14	2020-02-29
	RO	Asset management	2019-05-14	2020-02-29
UNITED ZONE INVESTMENT LIMITED	RO	Advising on securities	2017-07-24	2018-10-03
	RO	Asset management	2017-07-24	2018-10-03
	RO	Dealing in futures contracts	2017-07-24	2018-10-03
	RO	Dealing in securities	2017-07-24	2018-10-03
	Rep	Advising on securities	2017-07-13	2017-07-24
	Rep	Asset management	2017-07-13	2017-07-24
	Rep	Dealing in securities	2017-07-13	2017-07-24
Yellow River Global Capital Limited	RO	Advising on securities	2016-04-21	2017-07-01
	RO	Asset management	2016-04-21	2017-07-01
	RO	Dealing in securities	2016-04-21	2017-07-01
BMF Asset Management Limited	RO	Advising on securities	2013-10-16	2015-12-31
	RO	Asset management	2013-10-16	2015-12-31
PAOCHU INVESTMENT ADVISORY LIMITED	RO	Asset management	2013-02-20	2013-09-19
	RO	Advising on securities	2012-06-20	2013-09-19
	Rep	Advising on securities	2012-04-19	2012-06-20
DELTA ASIA SECURITIES LIMITED	Rep	Advising on securities	2011-03-10	2011-11-25
BEA Union Investment Management Limited	Rep	Dealing in securities	2009-10-30	2011-01-01
	Rep	Asset management	2007-08-20	2011-01-01
	Rep	Advising on securities	2007-07-16	2011-01-01
PEGASUS FUND MANAGERS LIMITED	Rep	Advising on securities	2005-08-02	2007-06-24