Personnel Hong Kong SFC License Details (ID 78358)

Personnel Hong Kong SFC License Details (ID 78358)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mage Securities Limited	Rep	Dealing in futures contracts	2020-01-23	2021-12-31
	RO	Dealing in securities	2015-10-02	2021-12-31
	Rep	Dealing in securities	2015-06-30	2015-10-02
SEEKERS MARKETS LIMITED	RO	Dealing in securities	2015-02-23	2015-06-22
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2013-01-07	2015-01-31
	Rep	Dealing in securities	2012-12-03	2013-01-07
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2011-03-09	2012-11-23
	Rep	Dealing in securities	2011-01-26	2011-03-09
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-01-05	2011-01-22
	Rep	Dealing in securities	2008-10-22	2011-01-22
Mage Securities Limited	Rep	Dealing in securities	2007-06-01	2009-04-30
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2003-12-01	2007-06-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-06-10
	Rep	Advising on securities	-	2003-06-10
	Rep	Asset management	-	2003-06-10
	Rep	Dealing in securities	-	2003-06-10