Personnel Hong Kong SFC License Details (ID 78364)

Personnel Hong Kong SFC License Details (ID 78364)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COHEN & STEERS ASIA LIMITED	RO	Advising on securities	2012-12-12	-
	RO	Asset management	2012-12-12	-
	RO	Dealing in securities	2012-12-12	-
	Rep	Advising on securities	2012-09-17	2012-12-12
	Rep	Asset management	2012-09-17	2012-12-12
	Rep	Dealing in securities	2012-09-17	2012-12-12
DWS Investments Hong Kong Limited	RO	Advising on securities	2010-01-06	2012-08-15
	RO	Asset management	2010-01-06	2012-08-15
	RO	Dealing in securities	2010-01-06	2012-08-15
	Rep	Advising on corporate finance	2003-04-01	2003-06-12
	Rep	Dealing in securities	2003-04-01	2004-04-23
	Rep	Advising on securities	2003-04-01	2010-01-06
	Rep	Asset management	2003-04-01	2010-01-06