Personnel Hong Kong SFC License Details (ID 78365)

Personnel Hong Kong SFC License Details (ID 78365)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	RO	Advising on securities	2014-01-21	2018-08-31
	RO	Asset management	2014-01-21	2018-08-31
	RO	Dealing in securities	2014-01-21	2018-08-31
	Rep	Advising on securities	2013-11-27	2014-01-21
	Rep	Asset management	2013-11-27	2014-01-21
	Rep	Dealing in securities	2013-11-27	2014-01-21
RREEF China REIT Management Limited	RO	Asset management	2012-09-14	2013-10-28
DWS Investments Hong Kong Limited	RO	Advising on securities	2011-10-24	2013-10-28
	RO	Asset management	2011-10-24	2013-10-28
	RO	Dealing in securities	2011-10-24	2013-10-28
	Rep	Advising on securities	2011-03-07	2011-10-24
	Rep	Asset management	2011-03-07	2011-10-24
	Rep	Dealing in securities	2011-03-07	2011-10-24
HARVEST GLOBAL INVESTMENTS LIMITED	RO	Advising on securities	2009-07-20	2011-02-28
	RO	Asset management	2009-07-20	2011-02-28