Personnel Hong Kong SFC License Details (ID 78369)

Personnel Hong Kong SFC License Details (ID 78369)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2014-04-03	2021-06-15
	Rep	Asset management	2014-04-03	2021-06-15
	Rep	Dealing in securities	2014-04-03	2021-06-15
DWS Investments Hong Kong Limited	Rep	Advising on securities	2011-09-16	2012-09-20
	Rep	Dealing in securities	2011-09-16	2012-09-20
AMUNDI ASSET MANAGEMENT	Rep	Advising on securities	2007-07-26	2008-01-01
	Rep	Asset management	2007-07-26	2008-01-01
Amundi Hong Kong Limited	Rep	Advising on securities	2007-07-26	2010-04-23
	Rep	Asset management	2007-07-26	2010-04-23
	Rep	Dealing in securities	2007-07-12	2010-04-23
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2006-08-25	2007-06-30