Davis, Mark James (SFC:AQC318)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on futures contracts	2012-10-25	2014-08-09
	Rep	Advising on securities	2012-10-25	2014-08-09
	Rep	Providing automated trading services	2012-10-25	2014-08-09
	Rep	Dealing in futures contracts	2012-10-25	2014-08-09
	Rep	Dealing in securities	2012-10-25	2014-08-09
	RO	Providing automated trading services	2010-05-17	2012-10-25
	RO	Advising on futures contracts	2009-10-09	2012-10-25
	RO	Advising on securities	2009-10-09	2012-10-25
	RO	Dealing in futures contracts	2009-10-09	2012-10-25
	RO	Dealing in securities	2009-10-09	2012-10-25
	Rep	Dealing in futures contracts	2007-11-30	2009-10-09
	Rep	Dealing in securities	2007-11-30	2009-10-09

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on futures contracts	2012-10-25	2014-08-09
	Rep	Advising on securities	2012-10-25	2014-08-09
	Rep	Providing automated trading services	2012-10-25	2014-08-09
	Rep	Dealing in futures contracts	2012-10-25	2014-08-09
	Rep	Dealing in securities	2012-10-25	2014-08-09
	RO	Providing automated trading services	2010-05-17	2012-10-25
	RO	Advising on futures contracts	2009-10-09	2012-10-25
	RO	Advising on securities	2009-10-09	2012-10-25
	RO	Dealing in futures contracts	2009-10-09	2012-10-25
	RO	Dealing in securities	2009-10-09	2012-10-25
	Rep	Dealing in futures contracts	2007-11-30	2009-10-09
	Rep	Dealing in securities	2007-11-30	2009-10-09