Personnel Hong Kong SFC License Details (ID 78389)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Advising on futures contracts	2020-03-04	2023-09-15
	RO	Dealing in futures contracts	2020-03-04	2023-09-15
	RO	Advising on securities	2017-09-21	2023-09-15
	RO	Dealing in securities	2017-09-21	2023-09-15
Credit Suisse Securities (Hong Kong) Limited	RO	Advising on securities	2017-09-21	2023-09-15
	RO	Providing automated trading services	2017-09-21	2023-09-15
	RO	Dealing in securities	2017-09-21	2023-09-15
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-07-17	2017-09-21
	Rep	Dealing in securities	2017-07-17	2017-09-21
	Rep	Dealing in futures contracts	2017-07-17	2020-03-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2017-07-17	2017-09-21
	Rep	Dealing in securities	2017-07-17	2017-09-21
DEUTSCHE SECURITIES ASIA LIMITED	RO	Providing automated trading services	2010-04-16	2017-03-31
	RO	Advising on securities	2009-05-13	2017-03-31
	RO	Dealing in securities	2009-03-26	2017-03-31
	Rep	Dealing in securities	2004-07-02	2009-03-26
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-05-28
	Rep	Advising on futures contracts	-	2004-05-28
	Rep	Advising on securities	-	2004-05-28
	Rep	Asset management	-	2004-05-28
	Rep	Dealing in futures contracts	-	2004-05-28
	Rep	Dealing in securities	-	2004-05-28