Personnel Hong Kong SFC License Details (ID 78390)

Personnel Hong Kong SFC License Details (ID 78390)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on futures contracts	2010-04-20	2012-01-06
	RO	Advising on securities	2010-04-20	2012-01-06
	RO	Dealing in futures contracts	2010-04-20	2012-01-06
	RO	Dealing in securities	2010-04-20	2012-01-06
	Rep	Dealing in futures contracts	2004-08-09	2010-04-20
	Rep	Dealing in securities	2004-08-09	2010-04-20
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-02-09	2004-07-27
	Rep	Advising on securities	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Advising on corporate finance	-	2004-01-13
	Rep	Providing automated trading services	-	2004-07-27
	Rep	Dealing in securities	-	2004-07-27