Personnel Hong Kong SFC License Details (ID 78395)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2019-08-28	2024-06-22
	Rep	Dealing in securities	2019-08-28	2024-06-22
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2009-02-25	2012-03-01
	Rep	Dealing in securities	2009-02-25	2012-03-01