Personnel Hong Kong SFC License Details (ID 78401)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-08-19	2018-03-06
	Rep	Dealing in securities	2013-11-18	2018-03-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-07-24	2013-08-28
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-01-27	2007-05-28