Personnel Hong Kong SFC License Details (ID 78407)

Personnel Hong Kong SFC License Details (ID 78407)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-06-23	2019-11-23
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2013-11-15	2017-04-05
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-04-03	2013-08-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2006-03-03
	Rep	Dealing in securities	-	2006-03-03