Personnel Hong Kong SFC License Details (ID 78411)

Personnel Hong Kong SFC License Details (ID 78411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2016-08-31	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2016-06-06	2016-06-17
	Rep	Dealing in futures contracts	2016-06-06	2016-06-17
	Rep	Dealing in securities	2016-06-06	2016-06-17
Gradient Trading Hong Kong Limited	Rep	Dealing in futures contracts	2014-09-12	2014-11-18
	Rep	Dealing in securities	2014-09-12	2014-11-18
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-12-20	2012-01-10
	Rep	Dealing in securities	2006-12-20	2012-01-10