Personnel Hong Kong SFC License Details (ID 78414)

Personnel Hong Kong SFC License Details (ID 78414)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vontobel Limited	RO	Dealing in futures contracts	2021-06-24	2022-04-11
	Rep	Dealing in futures contracts	2017-10-11	2021-06-24
	Rep	Dealing in securities	2017-10-11	2022-04-11
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-10-15	2015-02-23
	Rep	Dealing in securities	2014-10-15	2015-02-23
KGI ASIA LIMITED	Rep	Dealing in securities	2014-04-10	2014-09-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-04-10	2014-09-01
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-11-01	2012-01-06
	Rep	Dealing in securities	2007-11-01	2012-01-06