Personnel Hong Kong SFC License Details (ID 78417)

Personnel Hong Kong SFC License Details (ID 78417)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jane Street Asia Pacific Limited	Rep	Dealing in futures contracts	2024-07-17	-
	Rep	Dealing in securities	2024-07-17	-
JANE STREET HONG KONG LIMITED	Rep	Dealing in futures contracts	2019-06-05	-
	Rep	Dealing in securities	2019-05-02	-
DWS Investments Hong Kong Limited	Rep	Asset management	2017-09-21	2018-09-24
	Rep	Advising on securities	2017-03-31	2019-03-20
	Rep	Dealing in securities	2017-03-31	2019-03-20
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2009-03-05	2013-02-01
	Rep	Dealing in securities	2008-01-10	2013-02-01