Chu, Brian Chi Yan 朱智仁

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2019-10-09	-
	Rep	Dealing in securities	2019-09-17	-
DEUTSCHE SECURITIES ASIA LIMITED	RO	Dealing in securities	2015-01-15	2019-08-30
	Rep	Providing automated trading services	2010-09-15	2013-03-06
	Rep	Dealing in securities	2010-09-15	2015-01-15
	Rep	Dealing in futures contracts	2010-09-15	2019-08-30
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-06-06	2010-06-11
	Rep	Dealing in securities	2006-06-06	2010-06-11
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-06-06	2010-06-11
	Rep	Dealing in futures contracts	2006-06-06	2010-06-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-06-06	2010-06-11
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-06-29	2006-04-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-06-29	2006-04-27
	Rep	Dealing in securities	2004-06-29	2006-04-27
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-25
	Rep	Advising on securities	2003-04-01	2004-05-25
	Rep	Asset management	2003-04-01	2004-05-25
	Rep	Dealing in securities	2003-04-01	2004-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.