Personnel Hong Kong SFC License Details (ID 78426)

Personnel Hong Kong SFC License Details (ID 78426)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAYS Capital Partners Limited	Rep	Advising on securities	2018-10-03	2019-02-15
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-06-07	2015-02-03
	Rep	Providing automated trading services	2011-06-07	2015-02-03
	Rep	Dealing in securities	2011-06-07	2018-04-17
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2011-03-08
	Rep	Dealing in securities	-	2011-03-08