Personnel Hong Kong SFC License Details (ID 78427)

Personnel Hong Kong SFC License Details (ID 78427)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-11-02	2018-11-07
	Rep	Dealing in securities	2018-11-02	2018-11-07
	Rep	Dealing in futures contracts	2017-02-27	2017-03-31
	Rep	Dealing in securities	2017-02-27	2017-03-31
	Rep	Dealing in futures contracts	2016-04-08	2016-04-12
	Rep	Dealing in securities	2016-04-08	2016-04-12
	Rep	Dealing in securities	2014-03-07	2014-03-14
	Rep	Dealing in securities	2013-07-12	2013-07-20
	Rep	Dealing in securities	2013-05-24	2013-05-28
	Rep	Dealing in securities	2012-03-23	2012-03-24
	Rep	Dealing in securities	2011-09-16	2011-09-20
	Rep	Dealing in securities	2011-03-23	2011-03-27
	Rep	Dealing in securities	2011-02-22	2011-02-28
	Rep	Dealing in securities	2010-09-07	2010-09-10
	Rep	Dealing in securities	2010-03-24	2010-03-31
	Rep	Dealing in securities	2009-08-14	2009-08-21
	Rep	Dealing in securities	2009-02-06	2009-02-17
	Rep	Dealing in securities	2008-10-30	2008-11-05
	Rep	Dealing in securities	2008-03-28	2008-04-07