Personnel Hong Kong SFC License Details (ID 78432)

Personnel Hong Kong SFC License Details (ID 78432)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2025-08-12	-
	Rep	Dealing in securities	2025-07-15	-
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2023-10-03	2025-06-30
	Rep	Dealing in securities	2023-10-03	2025-06-30
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2021-07-19	2022-04-28
DEUTSCHE SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2014-01-03	2018-02-06
	RO	Dealing in securities	2014-01-03	2018-02-06
	Rep	Dealing in futures contracts	2006-07-10	2014-01-03
	Rep	Dealing in securities	2006-07-10	2014-01-03