Personnel Hong Kong SFC License Details (ID 78439)

Personnel Hong Kong SFC License Details (ID 78439)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2014-06-26	2021-06-15
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2011-03-31	2013-03-06
	Rep	Dealing in futures contracts	2010-08-30	2013-06-12
	Rep	Dealing in securities	2010-08-30	2013-06-12
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2009-01-08	2010-06-02
	Rep	Dealing in securities	2009-01-08	2010-06-02
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in securities	2005-10-17	2006-04-14
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2005-01-27	2006-04-14