| Meraki Global Advisors (HK) Limited | RO | Dealing in futures contracts | 2024-05-31 | - |
| RO | Dealing in securities | 2024-05-31 | - |
| Rep | Dealing in futures contracts | 2022-08-01 | 2024-05-31 |
| Rep | Dealing in securities | 2022-08-01 | 2024-05-31 |
| Tora Trading Services Limited (HK) | Rep | Dealing in futures contracts | 2021-03-19 | 2022-06-15 |
| Rep | Dealing in securities | 2021-03-19 | 2022-06-15 |
| Segantii Capital Management Limited | Rep | Asset management | 2017-09-01 | 2019-08-21 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-04-02 | 2017-07-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-01-08 |
| Rep | Asset management | 2003-04-01 | 2004-01-08 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-17 |
| Rep | Dealing in securities | 2003-04-01 | 2017-07-21 |