Personnel Hong Kong SFC License Details (ID 78454)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2010-12-14	2012-04-16
	Rep	Dealing in securities	2010-11-08	2010-11-15
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-08-02	2010-07-24
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2003-06-02	2004-03-09
	Rep	Dealing in securities	2003-06-02	2004-03-09