| North Rock Capital Management (HK) Limited | Rep | Asset management | 2024-03-25 | - |
| Rep | Dealing in securities | 2024-03-25 | - |
| JUMP TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2022-10-03 | 2023-09-21 |
| Rep | Dealing in securities | 2022-10-03 | 2023-09-21 |
| Strategic Vision Investment Limited | RO | Asset management | 2020-01-22 | 2022-08-02 |
| Rep | Asset management | 2018-11-13 | 2020-01-22 |
| Azentus Capital Management Limited | Rep | Asset management | 2017-02-10 | 2018-10-26 |
| Patrol Capital Management Limited | Rep | Asset management | 2016-12-23 | 2017-02-06 |
| Hutchin Hill Capital HK Limited | Rep | Asset management | 2015-10-27 | 2016-10-21 |
| Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-07-08 | 2015-08-26 |
| Rep | Dealing in securities | 2013-07-08 | 2015-08-26 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-01-17 | 2012-06-13 |