Personnel Hong Kong SFC License Details (ID 78482)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2020-05-27	2021-08-28
	Rep	Providing automated trading services	2020-05-27	2021-08-28
	Rep	Dealing in securities	2020-05-27	2021-08-28
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2014-04-16	2019-09-20
	Rep	Dealing in futures contracts	2014-04-16	2019-09-20
	Rep	Advising on securities	2012-10-25	2016-10-04
	Rep	Dealing in securities	2012-10-25	2016-10-04
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2010-08-16	2012-09-05
	Rep	Dealing in futures contracts	2010-08-16	2012-09-05
	Rep	Dealing in securities	2010-08-16	2012-09-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-03	2010-05-12
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2006-07-08	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-07-08	2010-05-12
	Rep	Dealing in securities	2006-07-08	2010-05-12
UBS SECURITIES ASIA LIMITED	Rep	Advising on futures contracts	-	2005-02-04
	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Dealing in futures contracts	-	2006-06-08
	Rep	Dealing in securities	-	2006-06-08
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Dealing in securities	-	2006-06-08