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Lau, Jeremy Le Van Hong Kong SFC License Details (ID 78483)
Lau, Jeremy Le Van
SFC ID:
ATJ376
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
DEUTSCHE SECURITIES ASIA LIMITED
Rep
Dealing in securities
2011-06-13
2017-02-07
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2009-08-03
2011-05-13