Cheong, Henry Ying Chew 張英潮

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	RO	Advising on corporate finance	2006-09-14	2017-06-01
	RO	Advising on securities	2006-09-14	2017-06-01
FIRST WORLDSEC SECURITIES LIMITED	RO	Advising on corporate finance	2005-11-21	2006-03-02
	RO	Advising on securities	2005-11-15	2006-03-02
	RO	Asset management	2005-11-15	2006-03-02
	RO	Dealing in securities	2005-11-15	2006-03-02
ICBC Asset Management (Global) Company Limited	RO	Advising on futures contracts	2005-09-05	2010-02-09
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-05-30	2005-08-23
	Rep	Advising on securities	2003-05-30	2005-08-23
	Rep	Dealing in securities	2003-05-30	2005-08-23
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-05-30	2005-08-23
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	RO	Advising on corporate finance	-	2004-04-06
	RO	Advising on securities	-	2004-04-06
	RO	Asset management	-	2004-04-06
ICBC Asset Management (Global) Company Limited	RO	Advising on corporate finance	-	2005-02-25
	RO	Advising on securities	-	2010-02-09
	RO	Asset management	-	2010-02-09
UOB ASIA (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2005-08-23
	RO	Advising on securities	-	2005-08-23
	RO	Asset management	-	2005-08-23
	RO	Dealing in securities	-	2005-08-23
UOB KAY HIAN (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2003-05-30
	RO	Advising on securities	-	2003-05-30
	RO	Dealing in securities	-	2003-05-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	-	2003-05-30
WORLDSEC INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2003-07-30
	RO	Advising on securities	-	2003-07-30
	RO	Asset management	-	2003-07-30

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	RO	Advising on corporate finance	2006-09-14	2017-06-01
	RO	Advising on securities	2006-09-14	2017-06-01
FIRST WORLDSEC SECURITIES LIMITED	RO	Advising on corporate finance	2005-11-21	2006-03-02
	RO	Advising on securities	2005-11-15	2006-03-02
	RO	Asset management	2005-11-15	2006-03-02
	RO	Dealing in securities	2005-11-15	2006-03-02
ICBC Asset Management (Global) Company Limited	RO	Advising on futures contracts	2005-09-05	2010-02-09
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-05-30	2005-08-23
	Rep	Advising on securities	2003-05-30	2005-08-23
	Rep	Dealing in securities	2003-05-30	2005-08-23
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-05-30	2005-08-23
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	RO	Advising on corporate finance	-	2004-04-06
	RO	Advising on securities	-	2004-04-06
	RO	Asset management	-	2004-04-06
ICBC Asset Management (Global) Company Limited	RO	Advising on corporate finance	-	2005-02-25
	RO	Advising on securities	-	2010-02-09
	RO	Asset management	-	2010-02-09
UOB ASIA (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2005-08-23
	RO	Advising on securities	-	2005-08-23
	RO	Asset management	-	2005-08-23
	RO	Dealing in securities	-	2005-08-23
UOB KAY HIAN (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2003-05-30
	RO	Advising on securities	-	2003-05-30
	RO	Dealing in securities	-	2003-05-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	-	2003-05-30
WORLDSEC INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2003-07-30
	RO	Advising on securities	-	2003-07-30
	RO	Asset management	-	2003-07-30