Personnel Hong Kong SFC License Details (ID 78500)

Personnel Hong Kong SFC License Details (ID 78500)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-08-27	2012-09-05
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-10-22	2008-07-21
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-10-22	2008-07-21
	Rep	Dealing in futures contracts	2007-10-22	2008-07-21
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-10-22	2008-07-21
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-09-17	2008-07-21
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2007-07-18
	Rep	Dealing in securities	-	2007-07-18