Personnel Hong Kong SFC License Details (ID 78502)

Personnel Hong Kong SFC License Details (ID 78502)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Providing automated trading services	2016-05-19	2017-02-07
	RO	Dealing in securities	2014-09-19	2017-02-07
	Rep	Providing automated trading services	2010-07-06	2013-03-06
	Rep	Dealing in securities	2010-07-06	2014-09-19
	Rep	Dealing in futures contracts	2010-07-06	2017-02-07
	RO	Advising on futures contracts	2009-08-11	2010-02-11
	RO	Dealing in futures contracts	2009-08-11	2010-02-11
	Rep	Dealing in futures contracts	2006-07-24	2009-08-11
	Rep	Dealing in securities	2006-07-24	2010-03-04
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-03-11	2006-06-21
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2004-11-06	2006-06-21
Credit Suisse Futures (Hong Kong) Limited	Rep	Dealing in futures contracts	2004-11-06	2006-06-21
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-11-06	2006-06-21