Personnel Hong Kong SFC License Details (ID 78518)

Personnel Hong Kong SFC License Details (ID 78518)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2022-12-28	-
	RO	Dealing in securities	2022-12-28	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2020-06-15	-
	Rep	Dealing in securities	2018-09-10	2018-12-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2018-09-10	2022-12-28
	Rep	Dealing in securities	2018-09-10	2022-12-28
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-10-27	2018-08-27
	Rep	Dealing in securities	2011-10-27	2018-08-27
	Rep	Dealing in futures contracts	2011-06-07	2011-10-14
	Rep	Dealing in securities	2011-06-07	2011-10-14