Personnel Hong Kong SFC License Details (ID 78521)

Personnel Hong Kong SFC License Details (ID 78521)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2009-08-18	2012-02-24
	Rep	Dealing in securities	2009-08-18	2012-02-24
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-07-19	2009-02-28
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-05-13	2009-02-28
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Dealing in futures contracts	2005-04-28	2005-05-13
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2005-03-01	2009-02-28