Personnel Hong Kong SFC License Details (ID 78531)

Personnel Hong Kong SFC License Details (ID 78531)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2020-07-06	2022-06-07
	RO	Dealing in securities	2020-07-06	2022-06-07
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2018-08-20	2022-06-07
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2018-08-20	2020-07-06
	Rep	Dealing in securities	2018-08-20	2020-07-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-09-25	2018-05-11
	Rep	Dealing in securities	2007-09-25	2018-05-11