Personnel Hong Kong SFC License Details (ID 78539)

Personnel Hong Kong SFC License Details (ID 78539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-03-23	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2015-03-23	-
	Rep	Dealing in futures contracts	2015-03-23	-
	Rep	Dealing in securities	2015-03-23	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-07-22	2015-02-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-07-22	2015-02-06
	Rep	Dealing in securities	2013-07-22	2015-02-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-08-29	2013-07-04
	Rep	Dealing in securities	2011-08-29	2013-07-04