Tiffin, Philip John

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2010-09-27	2013-03-06
	Rep	Dealing in futures contracts	2010-09-27	2013-05-24
	Rep	Dealing in securities	2010-09-27	2014-12-02
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-09-22	2009-09-28
	Rep	Dealing in futures contracts	2009-09-22	2009-09-28
	Rep	Dealing in securities	2009-09-22	2009-09-28
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-12-01	2009-06-15
	Rep	Dealing in securities	2008-12-01	2009-06-15
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-12-01	2009-06-15
	Rep	Dealing in futures contracts	2008-12-01	2009-06-15
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2008-12-01	2009-06-15
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-03-09	2006-04-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-03-09	2006-04-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2010-09-27	2013-03-06
	Rep	Dealing in futures contracts	2010-09-27	2013-05-24
	Rep	Dealing in securities	2010-09-27	2014-12-02
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-09-22	2009-09-28
	Rep	Dealing in futures contracts	2009-09-22	2009-09-28
	Rep	Dealing in securities	2009-09-22	2009-09-28
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-12-01	2009-06-15
	Rep	Dealing in securities	2008-12-01	2009-06-15
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-12-01	2009-06-15
	Rep	Dealing in futures contracts	2008-12-01	2009-06-15
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2008-12-01	2009-06-15
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-03-09	2006-04-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-03-09	2006-04-01