Personnel Hong Kong SFC License Details (ID 78553)

Personnel Hong Kong SFC License Details (ID 78553)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2021-08-24	2022-10-05
CASH Wealth Management Limited	Rep	Advising on securities	2015-04-20	2018-07-16
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2015-04-20	2018-07-16
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2005-05-18	2012-01-10
	Rep	Dealing in securities	2004-08-09	2012-01-10
SG SECURITIES (HK) LIMITED	Rep	Advising on securities	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Advising on corporate finance	-	2004-08-01
	Rep	Providing automated trading services	-	2004-08-01
	Rep	Dealing in securities	-	2004-08-01