Personnel SFC Licences and HKMA Registrations (ID 78554)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2014-03-25	-
Expedition Advisors Limited	Rep	Asset management	2013-05-16	2013-08-19
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-01-24	2012-09-05
	Rep	Dealing in securities	2005-07-18	2012-09-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.