Personnel Hong Kong SFC License Details (ID 78555)

Personnel Hong Kong SFC License Details (ID 78555)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2014-06-06	2015-02-03
	Rep	Dealing in securities	2014-06-06	2017-09-01
	RO	Dealing in futures contracts	2013-12-03	2014-06-06
	RO	Dealing in securities	2013-12-03	2014-06-06
	Rep	Providing automated trading services	2010-06-23	2015-02-03
	Rep	Dealing in futures contracts	2008-05-02	2013-12-03
	Rep	Dealing in securities	2008-05-02	2013-12-03
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-03-03	2008-02-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-03	2008-02-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-07-15	2008-02-01