Personnel Hong Kong SFC License Details (ID 78564)

Personnel Hong Kong SFC License Details (ID 78564)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	RO	Advising on securities	2020-09-16	-
	RO	Dealing in securities	2020-09-16	-
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on securities	2012-07-17	2017-08-31
	RO	Providing automated trading services	2012-07-17	2017-08-31
	RO	Dealing in securities	2012-07-17	2017-08-31
	Rep	Advising on securities	2010-06-24	2012-07-17
	Rep	Providing automated trading services	2010-06-24	2012-07-17
	Rep	Dealing in securities	2010-06-24	2012-07-17
	Rep	Dealing in securities	2009-03-31	2009-04-04
	Rep	Dealing in securities	2008-07-25	2008-08-01