Personnel Hong Kong SFC License Details (ID 78566)

Personnel Hong Kong SFC License Details (ID 78566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2019-05-27	2019-05-31
	Rep	Dealing in securities	2019-05-27	2019-05-31
	Rep	Dealing in futures contracts	2017-06-05	2017-06-08
	Rep	Dealing in securities	2017-06-05	2017-06-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-11-18	2016-11-21
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-11-18	2016-11-21
	Rep	Dealing in securities	2016-11-18	2016-11-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-05-30	2016-06-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-05-30	2016-06-06
	Rep	Dealing in securities	2016-05-30	2016-06-06
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-01-14	2016-01-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-01-14	2016-01-15
	Rep	Dealing in securities	2016-01-14	2016-01-15
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2012-08-20	2015-08-03
Merrill Lynch Far East Limited	Rep	Dealing in securities	2012-08-20	2015-08-03
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2010-08-05	2012-05-18