Wong, Lai Man (SFC:AFC401) 王麗雯

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in futures contracts	2026-08-12	-
	RO	Dealing in securities	2026-08-12	-
	Rep	Advising on securities	2026-01-23	-
	Rep	Dealing in futures contracts	2025-09-29	2026-08-12
	Rep	Dealing in securities	2025-09-29	2026-08-12
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-03-07	2025-06-26
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2019-03-07	2025-06-26
	Rep	Dealing in securities	2019-03-07	2025-06-26
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2015-08-28	2025-06-26
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-06-05	2015-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.