Personnel SFC Licences and HKMA Registrations (ID 78578)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2019-08-08	-
	Rep	Dealing in securities	2019-08-08	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2013-05-02	2018-07-20
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2010-06-23	2012-06-13
	Rep	Dealing in futures contracts	2008-05-20	2012-06-13
	Rep	Dealing in securities	2007-03-28	2012-06-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.