Personnel Hong Kong SFC License Details (ID 78595)

Personnel Hong Kong SFC License Details (ID 78595)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DONVEX CAPITAL LIMITED	Rep	Advising on corporate finance	2026-05-18	-
ADVENT CORPORATE FINANCE LIMITED (GBEN)	RO	Advising on corporate finance	2021-09-03	2022-08-31
	Rep	Advising on corporate finance	2021-04-12	2021-09-03
Yue Xiu Capital Limited	Rep	Advising on corporate finance	2020-08-06	2021-03-26
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-08-06	2021-03-26
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2019-07-30	2020-06-02
	Rep	Dealing in securities	2019-07-30	2020-06-02
VMS Securities Limited	Rep	Advising on corporate finance	2016-06-28	2019-07-06
	Rep	Dealing in securities	2016-06-28	2019-07-06
Opus Capital Limited (HK)	Rep	Advising on corporate finance	2015-09-25	2016-06-03
	Rep	Dealing in securities	2015-09-25	2016-06-03
VMS Securities Limited	Rep	Advising on corporate finance	2014-12-30	2015-09-21
	Rep	Dealing in securities	2014-12-30	2015-09-21
CARDINALASIA CONSULTING LIMITED	Rep	Advising on securities	2014-01-03	2014-07-09
	Rep	Asset management	2014-01-03	2014-07-09
DONVEX CAPITAL LIMITED	Rep	Advising on corporate finance	2011-02-25	2012-03-01