Personnel SFC Licences and HKMA Registrations (ID 78603)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2021-07-12	-
	Rep	Asset management	2021-07-12	-
Tyric Capital Limited	Rep	Advising on futures contracts	2007-11-20	2021-06-30
	Rep	Advising on securities	2007-11-20	2021-06-30
	Rep	Asset management	2007-11-20	2021-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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