| Maven Asia (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-02-08 | 2018-06-07 |
| Rep | Dealing in securities | 2018-02-08 | 2018-06-07 |
| Segantii Capital Management Limited | Rep | Asset management | 2013-10-18 | 2014-12-11 |
| Double Haven Capital (Hong Kong) Limited | Rep | Asset management | 2011-05-18 | 2012-10-17 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-06 | 2010-11-01 |
| Rep | Dealing in futures contracts | 2008-11-06 | 2010-11-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-10-13 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2008-10-13 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-12-01 | 2010-11-01 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Providing automated trading services | - | 2008-10-13 |
| RO | Dealing in futures contracts | - | 2008-10-13 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | - | 2003-08-22 |
| Rep | Advising on corporate finance | - | 2004-12-22 |
| Rep | Advising on securities | - | 2004-12-22 |
| Rep | Asset management | - | 2005-01-03 |
| Rep | Dealing in securities | - | 2010-11-01 |