Personnel Hong Kong SFC License Details (ID 78612)

Personnel Hong Kong SFC License Details (ID 78612)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2014-08-01	2017-06-02
	Rep	Dealing in securities	2014-08-01	2017-06-02
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-08-09	2014-05-27
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2013-07-03	2013-08-09
	Rep	Dealing in securities	2013-07-03	2014-05-27
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2013-07-03	2014-05-27
	Rep	Dealing in securities	2013-07-03	2014-05-27
Double Haven Capital (Hong Kong) Limited	Rep	Asset management	2011-06-02	2012-04-23
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2010-08-31
	Rep	Dealing in futures contracts	2008-11-07	2010-08-31
	Rep	Dealing in securities	2007-03-21	2010-08-31
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-03-21	2008-11-24
	Rep	Dealing in futures contracts	2007-03-21	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-03-21	2010-08-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2005-07-12	2006-12-28
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-06-22	2006-12-28
	Rep	Dealing in securities	2005-06-22	2006-12-28
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-06-22	2006-12-28
	Rep	Dealing in futures contracts	2005-06-22	2006-12-28