| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2022-01-28 | - |
| RO | Dealing in securities | 2020-12-17 | - |
| Rep | Dealing in securities | 2020-10-20 | 2020-12-17 |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in securities | 2019-05-07 | 2020-05-05 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-10-18 | 2020-05-05 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | Dealing in securities | 2017-10-18 | 2020-05-05 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-08-24 | 2017-10-18 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2017-08-24 | 2017-10-18 |
| EAST ASIA FUTURES LIMITED | RO | Dealing in futures contracts | 2010-12-10 | 2017-07-04 |
| EAST ASIA SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2010-12-10 | 2017-07-04 |
| EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-10 | 2010-12-10 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-11-10 | 2010-12-10 |
| CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2006-04-21 | 2010-10-28 |
| CMB International Global Markets Limited | RO | Dealing in securities | 2006-04-21 | 2010-10-28 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-02 | 2006-04-21 |
| CMB International Global Markets Limited | Rep | Dealing in securities | 2005-12-02 | 2006-04-21 |
| PHOENIX CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2005-01-21 | 2005-08-11 |
| PHOENIX CAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2004-11-05 | 2005-08-11 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-05-07 |
| Rep | Asset management | 2003-04-01 | 2004-05-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-11-05 |
| PHOENIX CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-05-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-07 |
| Rep | Asset management | 2003-04-01 | 2004-05-07 |
| Rep | Dealing in securities | 2003-04-01 | 2005-01-21 |