Personnel Hong Kong SFC License Details (ID 78630)

Personnel Hong Kong SFC License Details (ID 78630)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2015-04-22	2024-05-11
	Rep	Dealing in securities	2015-04-22	2024-05-11
Bright Fund Management Limited	Rep	Advising on securities	2014-12-09	2015-03-14
	Rep	Asset management	2014-12-09	2015-03-14
	Rep	Dealing in securities	2014-12-09	2015-03-14
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2011-05-11	2012-08-25
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-05-11	2012-08-25
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2008-07-31	2011-04-25
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2008-07-31	2011-04-25
	Rep	Leveraged foreign exchange trading	2008-06-11	2011-04-25
	Rep	Dealing in futures contracts	2008-03-17	2011-04-25
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-17	2011-04-25