Au, Ka Man (SFC:AEN542) 區家民

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	-	2003-08-26
	Rep	Advising on corporate finance	-	2003-12-19
	Rep	Advising on securities	-	2003-12-19
	Rep	Asset management	-	2003-12-19
	Rep	Dealing in securities	-	2017-10-03

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	-	2003-08-26
	Rep	Advising on corporate finance	-	2003-12-19
	Rep	Advising on securities	-	2003-12-19
	Rep	Asset management	-	2003-12-19
	Rep	Dealing in securities	-	2017-10-03