Personnel Hong Kong SFC License Details (ID 78659)

Personnel Hong Kong SFC License Details (ID 78659)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2025-09-01	-
	Rep	Dealing in futures contracts	2025-09-01	-
	Rep	Dealing in securities	2025-09-01	-
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2022-05-06	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2018-10-09	2025-08-31
	Rep	Dealing in securities	2018-06-01	2025-08-31
OnePlatform Asset Management Limited	Rep	Dealing in securities	2017-09-25	2018-05-22
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-09-13	2016-07-08