| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-07-25 | - |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 東 亞 銀 行 有 限 公 司 | Dealing in securities | Non-EO | SENIOR DEALER | 2011-10-04 | — | Current |
| 大 新 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2011-03-08 | 2011-07-02 | Former |
| 大 新 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2011-03-08 | 2011-07-02 | Former |
| 恒 生 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2005-01-19 | 2010-12-12 | Former |
| 恒 生 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2003-04-01 | 2010-12-12 | Former |
| 恒 生 銀 行 有 限 公 司 | Providing automated trading services | Non-EO | — | 2003-04-01 | 2010-12-12 | Former |