Personnel Hong Kong SFC License Details (ID 78702)

Personnel Hong Kong SFC License Details (ID 78702)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-07-20	-
	Rep	Dealing in securities	2023-07-20	-
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-01-11	2023-07-01
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2016-12-28	2023-07-01
	Rep	Dealing in securities	2016-12-28	2023-07-01
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-08-08	2016-12-16
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-07-31	2016-07-08